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89ANNUAL REPORT 2016
SHAREHOLDER INFORMATION
The shareholder information set out below is curr ent as at 30 April 2016.
CORPORATE GOVERNANCE STATEMENT
In accordance with ASX Listing Rule 4.10.3, the Comp any’s 2016 Corporate Governance S tatement can be found on its website at
www.ozforex.
com.au/investors/corporate governance.
DISTRIBUTION OF SHAREHOLDERS A S AT 30 APRIL 2016
Number of shares
Total holders of
ordinary shares
Number of
ordinary shares
% of
Issued capital
1-1,000 1,236 742,822 0.31
1,001-5,000 3,404 9,960,589 4.1 5
5,001-10,000 1,709 13,601,432 5.67
10,001-100,000 1,644 40,356,966 16.82
100,001-999,999,999 67 175,338,191 73.06
Total 8,060 240,000,000 100.00
There were 173 holders of less than a m arketable parcel of ordinary share s, based on a market price of $2.16 at the close of tr ading on 30 April 2016.
TWENTY LARGE ST SECURITY HOLDERS OF ORDINARY SH ARES AS AT 30 APRIL 2016
Rank Name Units % of units
1. J P MORGAN NOMINEES AUST RALIA LIMITED 41,937,787 17.47
2. HSBC CUSTODY NOMINEES (AUS TRALIA) LIMIT ED 36,887,566 15.37
3. NATIONAL NOMINEES LIMITED 23,231,784 9.68
4. CITICORP NOMINEES PTY L IMITED 18,935,339 7.89
5. BNP PARIBAS NOMS PTY LTD <DRP> 9,844,783 4 .10
6. G AND A LORD PTY LTD <THE LORD FAMILY A/C> 9,600,000 4.00
7. MR MATTHEW GILMOUR 9,245,200 3.85
8. CITICORP NOMINEES PTY L IMITED <COLONIAL FIR ST STATE INV A/C> 1,906,850 0.79
9. MIRRABOOKA INVE STMENTS LIMIT ED 1,750,000 0.73
10. HSBC CUSTODY NOMINEES (AUS TRALIA) LIMIT ED <NT–COMNWLTH SUPER CORP A/C> 1,71 7, 94 4 0.72
11. BNP PARIBAS NOMINEES PTY LTD < AGENCY LENDING COLL ATERAL> 1,686,000 0.70
12. BNP PARIBAS NOMS (NZ) LTD <DRP> 1,631,957 0.68
13. HSBC CUSTODY NOMINEES (AU STRALIA) LIMI TED–GSCO ECA 1,333,537 0.56
14. RBC INVESTOR SERV ICES AUSTRAL IA NOMINEES PTY LIMIT ED <PISELECT> 1,308,695 0.55
15. AMCIL LIMITED 1,275,000 0.53
16. MAP CAPITAL PTY LTD <RI CHMOND TCE CAP ARF A/C> 1,000,000 0.42
17. CS FOURTH NOMINEE S PTY LIMITED <HS BC CUST NOM AU LTD 11 A/C> 873,533 0.36
18. BNP PARIBAS NOMINEES PTY LTD < AGENCY LENDING DRP A/C> 803,039 0.33
19. MR JOHN LETCHER HOCKING + MRS JE ANNETTE ANNE HO CKING <H&J ADMIN NO 2 S/FUND A/C> 660,000 0.28
20. M & J GILMOUR PTY LTD 599,806 0.25
Totals: top 20 holders of fully paid ordinar y shares 166,228,820 69.26
Total remaining holders balance 73,771,180 30.74
90 OZFOREX GROUP
SHAREHOLDER INFORMATION CONTINUED
UNQUOTED EQUITY SECURITIES A S AT 31 MARCH 2016
Performance rights and share options issu ed under the OzForex Group Long Term Incenti ve Plan which, subject to vesting conditions, ent itle the holder
to ordinary shares:
Number held
Number of
holders
Performance rights 2,50 7,75 2 28
Share options 400,000 1
SUBSTANTIAL SHAREHOLDERS
Substantial shareholders (holding not less than 5%) as shown in subs tantial shareholder notices received b y the Company pursuant to 671B of the
Corporations Act 2001
as at 30 April 2016 are shown below.
Number held
% of issued
capital
AustralianSuper Pty Limited 12,370,760 5.15%
National Australia Bank 12,295,698 5.12 %
VOTING RIGHTS
The voting rights are governed by clau se 37 of the Company’s Constitution, which pro vides that every member pres ent personally or byproxy,
attorney or representative, shall on a show o f hands have one vote and on a poll shall have one vo te for every share held.
ORDINARY SHARES
On a show of hands, every member present at a m eeting in person or by proxy shall have on e vote and upon a poll each share shall have one vot e.
PERFORMANCE RIGHTS
There are no voting rights attached to per formance rights issued under the Oz Forex Group Long Term Incentive Plan.
BUYBACK
There is no current on-market buyback .
SHAREHOLDER INFORMATION The shareholder information set out below is current as at 30 April 2016. CORPORATE GOVERNANCE STATEMENT In accordance with ASX Listing Rule 4.10.3, the Company’s 2016 Corporate Governance Statement can be found on its website at www.ozforex.com.au/investors/corporate governance. DISTRIBUTION OF SHAREHOLDERS AS AT 30 APRIL 2016 Total holders of ordinary shares Number of ordinary shares % of Issued capital 1-1,000 1,236 742,822 0.31 1,001-5,000 3,404 9,960,589 4.15 5,001-10,000 1,709 13,601,432 5.67 10,001-100,000 1,644 40,356,966 16.82 67 175,338,191 73.06 8,060 240,000,000 100.00 Number of shares 100,001-999,999,999 Total There were 173 holders of less than a marketable parcel of ordinary shares, based on a market price of $2.16 at the close of trading on 30 April 2016. TWENTY LARGEST SECURITY HOLDERS OF ORDINARY SHARES AS AT 30 APRIL 2016 Rank Name 1. J P MORGAN NOMINEES AUSTRALIA LIMITED Units % of units 41,937,787 17.47 2. HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED 36,887,566 15.37 3. NATIONAL NOMINEES LIMITED 23,231,784 9.68 4. CITICORP NOMINEES PTY LIMITED 18,935,339 7.89 5. BNP PARIBAS NOMS PTY LTD 9,844,783 4.10 6. G AND A LORD PTY LTD 9,600,000 4.00 7. MR MATTHEW GILMOUR 9,245,200 3.85 8. CITICORP NOMINEES PTY LIMITED 1,906,850 0.79 9. MIRRABOOKA INVESTMENTS LIMITED 1,750,000 0.73 10. HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED 11. BNP PARIBAS NOMINEES PTY LTD 1,717,944 0.72 1,686,000 0.70 12. BNP PARIBAS NOMS (NZ) LTD 1,631,957 0.68 13. HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED–GSCO ECA 1,333,537 0.56 14. RBC INVESTOR SERVICES AUSTRALIA NOMINEES PTY LIMITED 1,308,695 0.55 15. AMCIL LIMITED 1,275,000 0.53 16. MAP CAPITAL PTY LTD 1,000,000 0.42 17. CS FOURTH NOMINEES PTY LIMITED 873,533 0.36 18. BNP PARIBAS NOMINEES PTY LTD 803,039 0.33 19. MR JOHN LETCHER HOCKING + MRS JEANNETTE ANNE HOCKING 660,000 0.28 20. M & J GILMOUR PTY LTD 599,806 0.25 166,228,820 69.26 73,771,180 30.74 Totals: top 20 holders of fully paid ordinary shares Total remaining holders balance ANNUAL REPORT 2016 89 SHAREHOLDER INFORMATION CONTINUED UNQUOTED EQUITY SECURITIES AS AT 31 MARCH 2016 Performance rights and share options issued under the OzForex Group Long Term Incentive Plan which, subject to vesting conditions, entitle the holder to ordinary shares: Number held Number of holders Performance rights 2,507,752 28 Share options 400,000 1 SUBSTANTIAL SHAREHOLDERS Substantial shareholders (holding not less than 5%) as shown in substantial shareholder notices received by the Company pursuant to 671B of the Corporations Act 2001 as at 30 April 2016 are shown below. Number held % of issued capital AustralianSuper Pty Limited 12,370,760 5.15% National Australia Bank 12,295,698 5.12% VOTING RIGHTS The voting rights are governed by clause 37 of the Company’s Constitution, which provides that every member present personally or by proxy, attorney or representative, shall on a show of hands have one vote and on a poll shall have one vote for every share held. ORDINARY SHARES On a show of hands, every member present at a meeting in person or by proxy shall have one vote and upon a poll each share shall have one vote. PERFORMANCE RIGHTS There are no voting rights attached to performance rights issued under the OzForex Group Long Term Incentive Plan. BUYBACK There is no current on-market buyback. 90 OZFOREX GROUP